Electronic Compliance Object · Thailand
What an agent must know before it acts on a security listed in Thailand: who regulates, where the filings are stored, what is due when, and which state the issuer is in.
| Field | Value | Source |
|---|---|---|
| Regulator | Securities and Exchange Commission (SEC), Thailand www.sec.or.th | www.set.or.th/en/rules-regulations/listed-companies (lists SEC under Government and Regulator links; sec.or.th itself returned HTTP 403) |
| Exchange(s) and listings page | The Stock Exchange of Thailand (SET) - SET and mai markets — www.set.or.th/en/market/news-and-alert/news | www.set.or.th/en/home |
| Regulated-information store | SETLink (SET Listed Company Notification and Key Operation System) is the filing channel; filings are published on SET news and alerts (Company News / Financial Results / Company Announcement) www.set.or.th/en/market/news-and-alert/news | www.set.or.th/en/listing/listed-company/simplified-regulations/disclosure/periodic-disclosure and https://www.set.or.th/en/market/news-and-alert/news and https://www.setlink.set.or.th/ (title only) |
| Periodic disclosure obligations and deadlines | Annual financial statements (audited), without Q4 statements — deadline: 2 months Annual financial statements (audited), with Q4 statements — deadline: 3 months Quarterly financial statements (reviewed) — deadline: 45 days Form 56-1 One Report — deadline: 3 months Report on use of capital increase funds — deadline: Every 6 months: within 31 days after end-June and end-December | www.set.or.th/en/listing/listed-company/simplified-regulations/disclosure/periodic-disclosure |
| Ad hoc / inside-information regime | SET simplified regulations - Disclosure of Material Events: timing tiers 'Immediately', 'Within 3 working days', 'Within the financial statements submission deadline', 'Within 14 days from the Book Closing Date'; for immediate disclosures: on the day of occurrence of the event or prior to the first trading hours of the next business day at the latest | www.set.or.th/en/listing/listed-company/simplified-regulations/disclosure/disclosure-material-events |
| Filing format | Online via SETLink only (also counts as filing with the SEC; hard copies no longer required); statements plus F-45 and Interim MD&A where applicable; Form 56-1 One Report. Page does not mention XBRL. | www.set.or.th/en/listing/listed-company/simplified-regulations/disclosure/periodic-disclosure |
| ISIN prefix | TH - numbering agency: Thailand Securities Depository Co., Ltd (as listed by ANNA) | www.anna-web.org/home/anna-members |
| LEI | not found | pages checked: www.gleif.org/en/about-lei/how-to-get-an-lei-find-lei-issuing-organizations (JS filter, no entries returned) · www.sec.or.th/ (403) |
| Market calendar | SET holiday page and SET Calendar 2026 (PDF/e-calendar); stock calendar page www.set.or.th/en/about/event-calendar/holiday | www.set.or.th/en/about/event-calendar/holiday (page links SET Calendar 2025/2026; dates themselves not rendered in fetch) |
| Filing language(s) | Thai and English for material-event disclosure via SETLink ('Disclosing information via SETLink in both Thai and English'); periodic-report page does not state a language | www.set.or.th/en/listing/listed-company/simplified-regulations/disclosure/disclosure-material-events |
| Trading halts page | SET News and Market Alerts section, linking trading halts, auto-pause / dynamic price band, cash balance (C-sign) securities and trading signs (SP etc.) www.set.or.th/en/market/news-and-alert/news | www.set.or.th/en/market/news-and-alert/news |
| Store lookup | SET news list filterable by source (Company News/Regulator News), type of news, period; per-symbol via Search Symbol / Factsheet www.set.or.th/en/market/news-and-alert/news | www.set.or.th/en/market/news-and-alert/news |
| Node status and door | NODE OPENING · store: SETLink (SET Listed Company Notification and Key Operation System) is the filing channel; filings are published on SET news and alerts (Company News / Financial Results / Company Announcement) | the node opens on order; until then the store is the record |
| Signal | Reading | When |
|---|---|---|
| ACM-200 | Cleared | The specified read has cleared the applicable registered checks in the stated context. Printed only when the resolver answered it. |
| ACM-403 | Restricted or halted | Evidence establishes a restriction or an applicable halt. The halt is read from the market's halts page named in the fields. www.set.or.th/en/market/news-and-alert/news |
| ACM-404 | Not on the register | The named lookup target is absent from this market's register. It establishes neither global absence nor prohibition. |
| ACM-451 | Read the filing | The binding requires the identified filing to be read before a conclusion. The answer names it. |